SignalSpan Compliance gives RIAs and financial advisory teams a structured workflow for marketing reviews, disclosure management, and audit-ready recordkeeping — all in one clean interface.
SignalSpan starts with marketing review and recordkeeping, then expands into annual review workflows, disclosures, code of ethics, communications archiving, and operational oversight.
Deterministic checks catch known risk patterns. Structured AI analysis explains findings, suggests rewrites, and standardizes review outcomes across your team.
Drafts move through a defined review lifecycle — submitted, under review, approved, or rejected — with named reviewer actions and timestamps at every step.
Every review captures the original content, findings, final version, and reviewer notes, so your firm has a clear, searchable record that holds up in examinations.
A consistent, repeatable process that keeps compliance teams organized and firms prepared — from initial submission through final approval and recordkeeping.
Paste a newsletter, landing page, social post, or email draft. Attach firm context and content type to route the review correctly.
Firm-specific rules run first. Structured AI analysis follows — generating findings, severity scores, and required actions in a consistent format.
Reviewers edit, approve, or reject submissions. The final text, notes, and decision are stored with the full review record.
Try the review workflow with a sample draft. Paste any marketing copy to see how SignalSpan surfaces risk, explains findings, and suggests compliant rewrites.
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SignalSpan Compliance is designed for RIAs, independent advisory firms, and compliance-focused teams that need a structured, auditable process for managing marketing reviews, disclosures, and internal compliance workflows.